Summary
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
IPO SCOOP Rating Scorecard
|
|
|
|
|
(First published in May 2000)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Year
|
Total IPOs
|
A
|
B
|
C
|
Pre-Pricing Track Record
|
Downgraded (D/G)
|
Pre-Trading Track Record
|
|
|
|
|
|
|
|
2000
|
237
|
99
|
85
|
29
|
77.64%
|
24
|
87.76%
|
|
|
|
|
|
|
|
2001
|
88
|
35
|
33
|
11
|
77.27%
|
9
|
87.50%
|
|
|
|
|
|
|
|
2002
|
82
|
14
|
42
|
13
|
68.29%
|
13
|
84.15%
|
|
|
|
|
|
|
|
2003
|
80
|
20
|
44
|
12
|
80.00%
|
4
|
85.00%
|
|
|
|
|
|
|
|
2004
|
232
|
62
|
114
|
32
|
75.86%
|
24
|
86.21%
|
|
|
|
|
|
|
|
2005
|
226
|
60
|
119
|
28
|
79.20%
|
19
|
87.61%
|
|
|
|
|
|
|
|
2006
|
236
|
56
|
140
|
25
|
83.05%
|
15
|
89.41%
|
|
|
|
|
|
|
|
2007
|
256
|
73
|
139
|
26
|
82.81%
|
18
|
89.84%
|
|
|
|
|
|
|
|
2008
|
47
|
3
|
39
|
4
|
89.36%
|
1
|
91.49%
|
|
|
|
|
|
|
|
2009
|
20
|
9
|
9
|
2
|
90.00%
|
0
|
90.00%
|
|
|
|
|
|
|
|
Totals:
|
1,504
|
431
|
764
|
182
|
79.45%
|
127
|
87.90%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Legend:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Opening-Day Performance:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
A
|
Better than SCOOP call
|
|
|
|
|
|
|
|
|
|
|
|
|
|
B
|
Within SCOOP call
|
|
|
|
|
|
|
|
|
|
|
|
|
|
C
|
Wrong
|
|
|
|
|
|
|
|
|
|
|
|
|
|
D/G
|
SCOOP rating downgraded when IPO was priced below last filing range, but before trading started.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Filing Ranges:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1
|
Priced Below Filing Range (in Red)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2
|
Priced Within Filing Range (in Black)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3
|
Priced Above Filing Range (in Blue)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4
|
Blank Check Offerings
|
|
|
|
|
|
|
|
|
|
|
|
2000
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Filing Range
|
Trade Date
|
Company Name
|
Symbol
|
Manager/Managers
|
Number of Shares
|
Amount Millions
|
Offer Price
|
Opening Price
|
1st Day Close
|
1st Day % Px Chng
|
$ Change Opening
|
$ Change Close
|
Star Rating
|
Performed
|
|
1
|
5/12/00
|
Sequoia Software
|
SQSW
|
Lehman Brothers
|
4,200.00
|
$33.60
|
$8.00
|
$10.25
|
$10.06
|
25.78%
|
$2.25
|
$2.06
|
2
|
A
|
|
1
|
5/18/00
|
iBEAM Broadcasting
|
IBEM
|
Morgan Stanley Dean Witter
|
10,000.00
|
$100.00
|
$10.00
|
$11.50
|
$14.00
|
40.00%
|
$1.50
|
$4.00
|
2
|
A
|
|
3
|
5/18/00
|
New Focus
|
NUFO
|
Credit Suisse First Boston
|
5,000.00
|
$100.00
|
$20.00
|
$40.00
|
$51.00
|
155.00%
|
$20.00
|
$31.00
|
3
|
A
|
|
2
|
5/18/00
|
Nogatech
|
NGTC
|
W.R. Hambrecht+Co
|
3,500.00
|
$42.00
|
$12.00
|
$11.88
|
$9.41
|
-21.61%
|
-$0.12
|
-$2.59
|
1
|
B
|
|
1
|
5/18/00
|
US Unwired
|
UNWR
|
Donaldson Lufkin & Jenrette
|
8,000.00
|
$88.00
|
$11.00
|
$11.03
|
$11.06
|
0.57%
|
$0.03
|
$0.06
|
1
|
D/G
|
|
2
|
5/19/00
|
Parthus Technologies
|
PRTH
|
Goldman, Sachs
|
13,000.00
|
$163.80
|
$12.60
|
$20.00
|
$20.81
|
65.18%
|
$7.40
|
$8.21
|
3
|
A
|
|
1
|
5/19/00
|
CoolSavings.com
|
CSAV
|
Chase H&Q
|
3,300.00
|
$23.10
|
$7.00
|
$7.00
|
$5.53
|
-20.98%
|
$0.00
|
-$1.47
|
1
|
B
|
|
1
|
5/19/00
|
PixelWorks
|
PXLW
|
Salomon Smith Barney
|
5,750.00
|
$57.50
|
$10.00
|
$11.25
|
$10.89
|
8.91%
|
$1.25
|
$0.89
|
3
|
B
|
|
1
|
5/23/00
|
Integrated Circuit Systems
|
ICST
|
Credit Suisse First Boston
|
12,500.00
|
$162.50
|
$13.00
|
$13.00
|
$12.00
|
-7.69%
|
$0.00
|
-$1.00
|
1
|
B
|
|
1
|
5/24/00
|
Centillium Communications
|
CTLM
|
Credit Suisse First Boston
|
4,000.00
|
$76.00
|
$19.00
|
$20.25
|
$22.88
|
20.39%
|
$1.25
|
$3.88
|
3
|
A
|
|
2
|
5/24/00
|
Universal Compression Holdings
|
UCO
|
Merrill Lynch
|
7,000.00
|
$154.00
|
$22.00
|
$23.25
|
$22.06
|
0.28%
|
$1.25
|
$0.06
|
2
|
B
|
|
3
|
5/25/00
|
Sonus Networks
|
SONS
|
Goldman, Sachs
|
5,000.00
|
$115.00
|
$23.00
|
$32.00
|
$50.50
|
119.57%
|
$9.00
|
$27.50
|
4
|
A
|
|
2
|
5/25/00
|
Stanford Microdevices
|
SMDI
|
Deutsche Banc Alex Brown
|
4,000.00
|
$48.00
|
$12.00
|
$12.00
|
$13.75
|
14.58%
|
$0.00
|
$1.75
|
3
|
B
|
|
1
|
5/31/00
|
NRG Energy
|
NRG
|
Salomon Smith Barney
|
28,170.00
|
$422.55
|
$15.00
|
$15.88
|
$16.62
|
10.83%
|
$0.88
|
$1.62
|
2
|
A
|
|
1
|
5/31/00
|
First Horizon Pharmaceutical
|
FHRX
|
Chase H&Q
|
3,800.00
|
$30.40
|
$8.00
|
$8.00
|
$8.00
|
0.00%
|
$0.00
|
$0.00
|
1
|
B
|
|
3
|
6/1/00
|
ONI Systems
|
ONIS
|
Goldman, Sachs
|
8,000.00
|
$200.00
|
$25.00
|
$80.00
|
$82.56
|
230.25%
|
$55.00
|
$57.56
|
4
|
A
|
|
1
|
6/1/00
|
CrossWorlds Software
|
CWLD
|
Chase H&Q
|
4,000.00
|
$40.00
|
$10.00
|
$10.00
|
$10.12
|
1.25%
|
$0.00
|
$0.12
|
1
|
B
|
|
1
|
6/2/00
|
EXULT
|
EXLT
|
Merrill Lynch
|
6,000.00
|
$60.00
|
$10.00
|
$10.06
|
$10.00
|
0.00%
|
$0.06
|
$0.00
|
1
|
B
|
|
1
|
6/7/00
|
UbiquiTel
|
UPCS
|
Donaldson, Lufkin & Jenrette
|
12,500.00
|
$100.00
|
$8.00
|
$7.94
|
$7.69
|
-3.91%
|
-$0.06
|
-$0.31
|
1
|
D/G
|
|
1
|
6/9/00
|
Community Health Systems
|
CYH
|
Merrill Lynch
|
18,750.00
|
$243.75
|
$13.00
|
$13.38
|
$13.69
|
5.29%
|
$0.38
|
$0.69
|
2
|
B
|
|
1
|
6/13/00
|
Intuitive Surgical
|
ISRG
|
Lehman Brothers
|
5,000.00
|
$45.00
|
$9.00
|
$9.00
|
$9.03
|
0.35%
|
$0.00
|
$0.03
|
1
|
B
|
|
1
|
6/13/00
|
Take To Auction
|
TTA
|
Noble International Investments
|
1,300.00
|
$10.40
|
$8.00
|
$7.81
|
$8.50
|
6.25%
|
-$0.19
|
$0.50
|
1
|
B
|
|
3
|
6/14/00
|
August Technology
|
AUGT
|
Needham
|
3,300.00
|
$39.60
|
$12.00
|
$15.25
|
$15.19
|
26.56%
|
$3.25
|
$3.19
|
2
|
A
|
|
2
|
6/14/00
|
Rediff.com India
|
REDF
|
Goldman, Sachs
|
4,600.00
|
$55.20
|
$12.00
|
$21.00
|
$19.31
|
60.94%
|
$9.00
|
$7.31
|
3
|
A
|
|
2
|
6/15/00
|
OSCA
|
OSCA
|
Salomon Smith Barney
|
5,600.00
|
$86.80
|
$15.50
|
$17.00
|
$17.62
|
13.71%
|
$1.50
|
$2.12
|
3
|
B
|
|
1
|
6/16/00
|
Dendreon
|
DNDN
|
Prudential Vector Healthcare
|
4,500.00
|
$45.00
|
$10.00
|
$10.03
|
$9.69
|
-3.12%
|
$0.03
|
-$0.31
|
1
|
B
|
|
2
|
6/20/00
|
Silverline Technologies
|
SLT
|
Salomon Smith Barney
|
5,000.00
|
$125.00
|
$25.00
|
$30.50
|
$32.00
|
28.00%
|
$5.50
|
$7.00
|
1
|
A
|
|
1
|
6/21/00
|
Cepheid
|
CPHD
|
UBS Warburg
|
5,000.00
|
$30.00
|
$6.00
|
$6.25
|
$9.00
|
50.00%
|
$0.25
|
$3.00
|
1
|
A
|
|
2
|
6/21/00
|
Handspring
|
HAND
|
Credit Suisse First Boston
|
10,000.00
|
$200.00
|
$20.00
|
$27.00
|
$26.94
|
34.69%
|
$7.00
|
$6.94
|
2
|
A
|
|
3
|
6/21/00
|
China Unicom
|
CHU
|
Morgan Stanley Dean Witter & China Intl.
|
245,912.00
|
$4,915.78
|
$19.99
|
$22.00
|
$22.38
|
11.93%
|
$2.01
|
$2.39
|
3
|
B
|
|
1
|
6/22/00
|
ClickSoftware
|
CKSW
|
Lehman Brothers
|
4,000.00
|
$28.00
|
$7.00
|
$7.00
|
$7.00
|
0.00%
|
$0.00
|
$0.00
|
1
|
D/G
|
|
2
|
6/23/00
|
Accelerated Networks
|
ACCL
|
Credit Suisse First Boston
|
4,000.00
|
$60.00
|
$15.00
|
$33.00
|
$47.88
|
219.17%
|
$18.00
|
$32.88
|
2
|
A
|
|
2
|
6/23/00
|
Manufacturers Services
|
MSV
|
Donaldson Lufkin & Jenrette
|
11,000.00
|
$176.00
|
$16.00
|
$20.75
|
$21.25
|
32.81%
|
$4.75
|
$5.25
|
3
|
A
|
|
1
|
6/23/00
|
QualStar
|
QBAK
|
First Van Kasper/Needham
|
2,500.00
|
$17.50
|
$7.00
|
$7.56
|
$7.72
|
10.27%
|
$0.56
|
$0.72
|
1
|
A
|
|
3
|
6/23/00
|
Charles River Laboratories
|
CRL
|
Donaldson Lufkin & Jenrette/Lehman Brothers
|
14,000.00
|
$224.00
|
$16.00
|
$19.50
|
$22.00
|
37.50%
|
$3.50
|
$6.00
|
4
|
B
|
|
2
|
6/27/00
|
Click Commerce
|
CKCM
|
Morgan Stanley Dean Witter
|
5,000.00
|
$50.00
|
$10.00
|
$14.00
|
$17.62
|
76.25%
|
$4.00
|
$7.62
|
3
|
A
|
|
3
|
6/27/00
|
Marvell Technology Group
|
MRVL
|
Goldman, Sachs
|
6,000.00
|
$90.00
|
$15.00
|
$47.50
|
$56.62
|
277.50%
|
$32.50
|
$41.62
|
4
|
A
|
|
3
|
6/27/00
|
Stratos Lightwave
|
STLW
|
Lehman Brothers
|
8,750.00
|
$183.75
|
$21.00
|
$50.00
|
$34.12
|
62.50%
|
$29.00
|
$13.12
|
4
|
A
|
|
1
|
6/27/00
|
eFunds
|
EFDS
|
Lehman Brothers
|
5,500.00
|
$71.50
|
$13.00
|
$13.03
|
$13.00
|
0.00%
|
$0.03
|
$0.00
|
1
|
D/G
|
|
1
|
6/28/00
|
Genuity
|
GENU
|
Morgan Stanley Dean Witter/Salomon Smith Barney
|
173,912.00
|
$1,913.03
|
$11.00
|
$10.75
|
$9.41
|
-14.49%
|
-$0.25
|
-$1.59
|
1
|
D/G
|
|
3
|
6/29/00
|
CapStone Turbine
|
CPST
|
Goldman, Sachs
|
9,090.90
|
$145.45
|
$16.00
|
$27.38
|
$47.98
|
199.90%
|
$11.38
|
$31.98
|
2
|
A
|
|
2
|
6/29/00
|
Virage
|
VRGE
|
Credit Suisse First Boston
|
3,500.00
|
$38.50
|
$11.00
|
$14.50
|
$16.88
|
53.41%
|
$3.50
|
$5.88
|
3
|
A
|
|
1
|
6/29/00
|
CareScience
|
CARE
|
Deutsche Banc Alex. Brown
|
4,000.00
|
$48.00
|
$12.00
|
$11.25
|
$10.02
|
-16.54%
|
-$0.75
|
-$1.98
|
1
|
B
|
|
2
|
6/29/00
|
Accord Networks
|
ACCD
|
CIBC World Markets
|
5,000.00
|
$55.00
|
$11.00
|
$11.00
|
$8.94
|
-18.75%
|
$0.00
|
-$2.06
|
3
|
C
|
|
3
|
6/30/00
|
Exfo Electro-Optical Engineering
|
EXFO
|
Merrill Lynch
|
7,000.00
|
$182.00
|
$26.00
|
$45.88
|
$43.88
|
68.75%
|
$19.88
|
$17.88
|
4
|
A
|
|
2
|
6/30/00
|
Precise Software Soluntions
|
PRSE
|
Merrill Lynch
|
4,250.00
|
$68.00
|
$16.00
|
$18.75
|
$24.00
|
50.00%
|
$2.75
|
$8.00
|
3
|
A
|
|
3
|
6/30/00
|
StorageNetworks
|
STOR
|
Goldman, Sachs
|
9,000.00
|
$243.00
|
$27.00
|
$92.00
|
$90.25
|
234.26%
|
$65.00
|
$63.25
|
3
|
A
|
|
1
|
6/30/00
|
Mobility Electronics
|
MOBE
|
Deutsche Banc Alex. Brown
|
4,000.00
|
$48.00
|
$12.00
|
$13.00
|
$13.00
|
8.33%
|
$1.00
|
$1.00
|
3
|
B
|
|
1
|
6/30/00
|
Netease.com
|
NTES
|
Merrill Lynch
|
4,500.00
|
$69.75
|
$15.50
|
$15.31
|
$12.12
|
-21.77%
|
-$0.19
|
-$3.38
|
3
|
C
|
|
2
|
6/30/00
|
Mobile Telesystems
|
MBT
|
DBAB/ING
|
15,000.00
|
$322.50
|
$21.50
|
$21.50
|
$22.38
|
4.07%
|
$0.00
|
$0.88
|
3
|
C
|
|
2
|
7/7/00
|
InfoVista SA
|
IVTA
|
Lehman Brothers
|
6,000.00
|
$73.38
|
$12.23
|
$15.50
|
$30.50
|
149.39%
|
$3.27
|
$18.27
|
3
|
A
|
|
2
|
7/11/00
|
Axcelis Technologies
|
ACLS
|
Goldman, Sachs/Morgan Stanley Dean Witter
|
15,500.00
|
$341.00
|
$22.00
|
$27.50
|
$23.94
|
8.81%
|
$5.50
|
$1.94
|
4
|
B
|
|
1
|
7/11/00
|
Entegris
|
ENTG
|
Merrill Lynch
|
13,000.00
|
$143.00
|
$11.00
|
$10.88
|
$11.19
|
1.70%
|
-$0.12
|
$0.19
|
1
|
B
|
|
2
|
7/11/00
|
Turkcell
|
TKC
|
Goldman Sachs/Morgan Stanlet Dean Witter
|
96,000.00
|
$1,689.60
|
$17.60
|
$18.00
|
$17.62
|
0.14%
|
$0.40
|
$0.02
|
2
|
B
|
|
2
|
7/11/00
|
ASAT Holdings
|
ASTT
|
Chase H&Q
|
20,000.00
|
$240.00
|
$12.00
|
$12.00
|
$11.00
|
-8.33%
|
$0.00
|
-$1.00
|
3
|
C
|
|
1
|
7/12/00
|
divine interVentures
|
DVIN
|
Robertson Stephens
|
14,285.00
|
$128.56
|
$9.00
|
$8.50
|
$8.78
|
-2.43%
|
-$0.50
|
-$0.22
|
1
|
B
|
|
1
|
7/12/00
|
Sohu.com
|
SOHU
|
Credit Suisse First Boston
|
4,600.00
|
$59.80
|
$13.00
|
$13.31
|
$13.00
|
0.00%
|
$0.31
|
$0.00
|
1
|
D/G
|
|
2
|
7/13/00
|
I-Many
|
IMNY
|
Robertson Stephens
|
7,500.00
|
$67.50
|
$9.00
|
$9.03
|
$12.48
|
38.72%
|
$0.03
|
$3.48
|
2
|
A
|
|
3
|
7/13/00
|
Network Engines
|
NENG
|
Donaldson Lufkin & Jenrette
|
6,500.00
|
$110.50
|
$17.00
|
$28.00
|
$29.00
|
70.59%
|
$11.00
|
$12.00
|
4
|
A
|
|
3
|
7/13/00
|
Sunrise Telecom
|
SRTI
|
Chase H&Q
|
4,000.00
|
$60.00
|
$15.00
|
$31.00
|
$40.31
|
168.75%
|
$16.00
|
$25.31
|
4
|
A
|
|
3
|
7/13/00
|
Triton Network Systems
|
TNSI
|
Credit Suisse First Boston
|
5,500.00
|
$82.50
|
$15.00
|
$35.00
|
$38.88
|
159.17%
|
$20.00
|
$23.88
|
3
|
A
|
|
3
|
7/14/00
|
OmniVision Technologies
|
OVTI
|
Robertson Stephens
|
5,000.00
|
$65.00
|
$13.00
|
$27.00
|
$34.00
|
161.54%
|
$14.00
|
$21.00
|
3
|
A
|
|
2
|
7/14/00
|
Pain Therapeutics
|
PTIE
|
Thomas Weisel
|
5,000.00
|
$60.00
|
$12.00
|
$14.50
|
$21.88
|
82.29%
|
$2.50
|
$9.88
|
3
|
A
|
|
3
|
7/18/00
|
deCODE Genetics
|
DCGN
|
Morgan Stanley Dean Witter
|
9,600.00
|
$172.80
|
$18.00
|
$28.50
|
$24.00
|
33.33%
|
$10.50
|
$6.00
|
3
|
A
|
|
3
|
7/18/00
|
Transgenomic
|
TBIO
|
Chase H&Q
|
4,480.00
|
$67.20
|
$15.00
|
$22.00
|
$25.88
|
72.50%
|
$7.00
|
$10.88
|
4
|
A
|
|
3
|
7/19/00
|
Argonaut Technologies
|
AGNT
|
UBS Warburg
|
4,600.00
|
$69.00
|
$15.00
|
$25.00
|
$23.44
|
56.25%
|
$10.00
|
$8.44
|
3
|
A
|
|
3
|
7/19/00
|
Support.com
|
SPRT
|
Credit Suisse First Boston
|
4,250.00
|
$59.50
|
$14.00
|
$25.50
|
$32.62
|
133.04%
|
$11.50
|
$18.62
|
3
|
A
|
|
3
|
7/20/00
|
Airspan Networks
|
AIRN
|
Credit Suisse First Boston
|
5,000.00
|
$75.00
|
$15.00
|
$41.50
|
$31.94
|
112.92%
|
$26.50
|
$16.94
|
5
|
A
|
|
3
|
7/20/00
|
Vascular Solutions
|
VASC
|
Salomon Smith Barney
|
5,000.00
|
$60.00
|
$12.00
|
$16.00
|
$16.19
|
34.90%
|
$4.00
|
$4.19
|
2
|
A
|
|
3
|
7/21/00
|
Corio
|
CRIO
|
Goldman, Sachs
|
10,000.00
|
$140.00
|
$14.00
|
$21.50
|
$19.69
|
40.62%
|
$7.50
|
$5.69
|
5
|
A
|
|
3
|
7/21/00
|
SMTC
|
SMTX
|
Lehman Brothers/RBC Dominion
|
11,000.00
|
$176.00
|
$16.00
|
$21.00
|
$25.38
|
58.59%
|
$5.00
|
$9.38
|
2
|
A
|
|
3
|
7/21/00
|
Talarian
|
TALR
|
Lehman Brothers
|
4,200.00
|
$58.80
|
$14.00
|
$25.88
|
$22.75
|
62.50%
|
$11.88
|
$8.75
|
5
|
A
|
|
3
|
7/21/00
|
Variagenics
|
VGNX
|
Credit Suisse First Boston
|
5,000.00
|
$70.00
|
$14.00
|
$22.75
|
$24.50
|
75.00%
|
$8.75
|
$10.50
|
3
|
A
|
|
3
|
7/25/00
|
Blue Martini Software
|
BLUE
|
Goldman, Sachs
|
7,500.00
|
$150.00
|
$20.00
|
$43.00
|
$54.78
|
173.91%
|
$23.00
|
$34.78
|
5
|
B
|
|
1
|
7/25/00
|
Evoke
|
EVOK
|
Salomon Smith Barney
|
7,000.00
|
$56.00
|
$8.00
|
$7.88
|
$8.12
|
1.56%
|
-$0.12
|
$0.12
|
1
|
B
|
|
2
|
7/25/00
|
Interland
|
ILND
|
Bear, Stearns
|
5,000.00
|
$60.00
|
$12.00
|
$10.75
|
$8.94
|
-25.52%
|
-$1.25
|
-$3.06
|
3
|
C
|
|
2
|
7/26/00
|
Gemini Genomics
|
GMNI
|
SG Cowen
|
6,000.00
|
$84.00
|
$14.00
|
$15.00
|
$20.00
|
42.86%
|
$1.00
|
$6.00
|
3
|
B
|
|
3
|
7/27/00
|
Applied Molecular Evolution
|
AMEV
|
CIBC World Markets
|
4,650.00
|
$88.35
|
$19.00
|
$25.00
|
$30.88
|
62.50%
|
$6.00
|
$11.88
|
3
|
A
|
|
3
|
7/27/00
|
RITA Medical Systems
|
RITA
|
Salomon Smith Barney
|
3,600.00
|
$43.20
|
$12.00
|
$13.06
|
$14.38
|
19.79%
|
$1.06
|
$2.38
|
2
|
A
|
|
3
|
7/27/00
|
Discovery Partners Internatonal
|
DPII
|
Chase H&Q
|
5,000.00
|
$90.00
|
$18.00
|
$18.00
|
$19.75
|
9.72%
|
$0.00
|
$1.75
|
3
|
B
|
|
3
|
7/27/00
|
MainSpring Communications
|
MSPR
|
Morgan Stanley Dean Witter
|
4,000.00
|
$48.00
|
$12.00
|
$15.00
|
$14.31
|
19.27%
|
$3.00
|
$2.31
|
4
|
B
|
|
3
|
7/27/00
|
TyCom
|
TCM
|
GS/SSB/ML
|
61,130.00
|
$1,956.16
|
$32.00
|
$38.00
|
$36.06
|
12.70%
|
$6.00
|
$4.06
|
4
|
B
|
|
3
|
7/28/00
|
Arena Pharmaceuticals
|
ARNA
|
ING Barings
|
6,000.00
|
$108.00
|
$18.00
|
$24.00
|
$25.00
|
38.89%
|
$6.00
|
$7.00
|
2
|
A
|
|
3
|
7/28/00
|
Corvis
|
CORV
|
Credit Suisse First Boston
|
31,625.00
|
$1,138.50
|
$36.00
|
$74.00
|
$84.72
|
135.33%
|
$38.00
|
$48.72
|
4
|
A
|
|
3
|
7/28/00
|
Illumina
|
ILMN
|
Goldman, Sachs
|
6,000.00
|
$96.00
|
$16.00
|
$29.88
|
$39.17
|
144.82%
|
$13.88
|
$23.17
|
4
|
A
|
|
3
|
7/28/00
|
Lexent
|
LXNT
|
Credit Suisse First Boston
|
6,000.00
|
$90.00
|
$15.00
|
$20.00
|
$25.56
|
70.42%
|
$5.00
|
$10.56
|
3
|
A
|
|
2
|
7/28/00
|
WebEx
|
WEBX
|
Goldman, Sachs
|
3,500.00
|
$49.00
|
$14.00
|
$18.00
|
$33.06
|
136.16%
|
$4.00
|
$19.06
|
4
|
A
|
|
3
|
7/28/00
|
Avici Systems
|
AVCI
|
Morgan Stanley Dean Witter
|
7,000.00
|
$217.00
|
$31.00
|
$90.00
|
$96.75
|
212.10%
|
$59.00
|
$65.75
|
5
|
B
|
|
1
|
7/28/00
|
Camtek
|
CAMT
|
CIBC World Markets
|
5,600.00
|
$39.20
|
$7.00
|
$6.50
|
$6.00
|
-14.29%
|
-$0.50
|
-$1.00
|
3
|
B
|
|
2
|
7/28/00
|
Genencor International
|
GCOR
|
Merrill Lynch
|
7,000.00
|
$126.00
|
$18.00
|
$22.50
|
$21.62
|
20.14%
|
$4.50
|
$3.62
|
4
|
B
|
|
2
|
7/28/00
|
ValiCert
|
VLCT
|
Deutsche Banc Alex. Brown/Merrill Lynch
|
4,000.00
|
$40.00
|
$10.00
|
$10.00
|
$11.88
|
18.75%
|
$0.00
|
$1.88
|
3
|
B
|
|
2
|
7/28/00
|
Keryx Biopharmaceuticals
|
KERX
|
Roth Capital
|
4,600.00
|
$46.00
|
$10.00
|
$9.50
|
$10.06
|
0.62%
|
-$0.50
|
$0.06
|
2
|
C
|
|
3
|
8/1/00
|
SpeechWorks International
|
SPWX
|
Chase H&Q
|
4,750.00
|
$95.00
|
$20.00
|
$45.00
|
$56.75
|
183.75%
|
$25.00
|
$36.75
|
4
|
A
|
|
1
|
8/1/00
|
Convergent Group
|
CVGP
|
Robertson Stephens
|
5,000.00
|
$35.00
|
$7.00
|
$7.62
|
$7.00
|
0.00%
|
$0.62
|
$0.00
|
1
|
B
|
|
1
|
8/1/00
|
Tripath Technology
|
TRPH
|
Salomon Smith Barney
|
5,000.00
|
$50.00
|
$10.00
|
$9.75
|
$10.06
|
0.62%
|
-$0.25
|
$0.06
|
1
|
B
|
|
2
|
8/1/00
|
Western Multiplex
|
WMUX
|
Salomon Smith Barney
|
7,500.00
|
$90.00
|
$12.00
|
$13.50
|
$14.00
|
16.67%
|
$1.50
|
$2.00
|
3
|
B
|
|
2
|
8/1/00
|
Virage Logic
|
VIRL
|
Lehman Brothers
|
3,750.00
|
$45.00
|
$12.00
|
$12.06
|
$12.44
|
3.65%
|
$0.06
|
$0.44
|
3
|
C
|
|
2
|
8/2/00
|
California Pizza Kitchen
|
CPKI
|
Banc of America/Deutsche Banc Alex. Brown
|
5,300.00
|
$79.50
|
$15.00
|
$20.00
|
$20.25
|
35.00%
|
$5.00
|
$5.25
|
2
|
A
|
|
3
|
8/2/00
|
Entravision Communications
|
EVC
|
DLJ/CSFB/ML
|
46,000.00
|
$759.00
|
$16.50
|
$18.62
|
$19.00
|
15.15%
|
$2.12
|
$2.50
|
2
|
A
|
|
2
|
8/2/00
|
Floware Wireless Systems
|
FLRE
|
Credit Suisse First Boston
|
4,500.00
|
$58.50
|
$13.00
|
$18.50
|
$18.14
|
39.54%
|
$5.50
|
$5.14
|
3
|
A
|
|
1
|
8/2/00
|
eRoom System Technologies
|
ERMS
|
Donald
|
1,800.00
|
$11.70
|
$6.50
|
$6.38
|
$6.12
|
-5.77%
|
-$0.12
|
-$0.38
|
1
|
B
|
|
2
|
8/2/00
|
Genaissance Pharmaceuticals
|
GNSC
|
Deutsche Banc Alex. Brown
|
6,000.00
|
$78.00
|
$13.00
|
$15.00
|
$16.12
|
24.04%
|
$2.00
|
$3.12
|
3
|
B
|
|
2
|
8/2/00
|
OPNET Technologies
|
OPNT
|
Morgan Stanley Dean Witter
|
4,000.00
|
$52.00
|
$13.00
|
$18.00
|
$18.50
|
42.31%
|
$5.00
|
$5.50
|
4
|
B
|
|
1
|
8/3/00
|
Inspire Phamaceuticals
|
ISPH
|
Deutsche Banc Alex Brown
|
5,500.00
|
$78.38
|
$14.25
|
$18.00
|
$18.50
|
29.82%
|
$3.75
|
$4.25
|
2
|
A
|
|
3
|
8/3/00
|
Resonate
|
RSNT
|
Goldman, Sachs
|
4,000.00
|
$84.00
|
$21.00
|
$46.00
|
$36.12
|
72.02%
|
$25.00
|
$15.12
|
4
|
A
|
|
2
|
8/3/00
|
SignalSoft
|
SGSF
|
Salomon Smith Barney
|
4,400.00
|
$74.80
|
$17.00
|
$25.00
|
$21.88
|
28.68%
|
$8.00
|
$4.88
|
3
|
A
|
|
2
|
8/3/00
|
Deltagen
|
DGEN
|
Salomon Smith Barney
|
7,000.00
|
$105.00
|
$15.00
|
$18.00
|
$19.00
|
26.67%
|
$3.00
|
$4.00
|
3
|
B
|
|
3
|
8/3/00
|
Rosetta Inpharmatics
|
RSTA
|
Lehman Brothers
|
7,200.00
|
$100.80
|
$14.00
|
$16.25
|
$17.88
|
27.68%
|
$2.25
|
$3.88
|
3
|
B
|
|
2
|
8/3/00
|
iAsiaWorks
|
IAWK
|
Goldman Sachs
|
9,000.00
|
$117.00
|
$13.00
|
$10.50
|
$9.50
|
-26.92%
|
-$2.50
|
-$3.50
|
3
|
C
|
|
2
|
8/3/00
|
Screaming Media.com
|
SCRM
|
Credit Suisse First Boston
|
5,000.00
|
$60.00
|
$12.00
|
$11.12
|
$10.50
|
-12.50%
|
-$0.88
|
-$1.50
|
3
|
C
|
|
2
|
8/3/00
|
Versicor
|
VERS
|
Lehman Brothers
|
4,600.00
|
$50.60
|
$11.00
|
$11.03
|
$9.91
|
-9.94%
|
$0.03
|
-$1.09
|
3
|
C
|
|
3
|
8/4/00
|
3-Dimentional Pharmaceuticals
|
DDDP
|
Bear, Stearns
|
5,000.00
|
$75.00
|
$15.00
|
$19.00
|
$19.12
|
27.50%
|
$4.00
|
$4.12
|
2
|
A
|
|
3
|
8/4/00
|
Bruker Daltonics
|
BDAL
|
UBS Warburg
|
8,000.00
|
$104.00
|
$13.00
|
$20.44
|
$23.12
|
77.88%
|
$7.44
|
$10.12
|
3
|
A
|
|
3
|
8/4/00
|
Microtune
|
TUNE
|
Goldman Sachs
|
4,000.00
|
$64.00
|
$16.00
|
$27.00
|
$30.12
|
88.28%
|
$11.00
|
$14.12
|
4
|
A
|
|
3
|
8/4/00
|
Ceragon Networks (Giganet-GGNT)
|
CRNT
|
Morgan Stanley Dean Witter
|
5,000.00
|
$85.00
|
$17.00
|
$28.00
|
$22.50
|
32.35%
|
$11.00
|
$5.50
|
3
|
A
|
|
1
|
8/4/00
|
EXE Technologies
|
EXEE
|
Donaldson Lufkin & Jenrette/Salomon Smith Barney
|
7,250.00
|
$58.00
|
$8.00
|
$8.03
|
$8.12
|
1.56%
|
$0.03
|
$0.12
|
1
|
B
|
|
2
|
8/4/00
|
Innovative Solutions and Support
|
ISSC
|
Friedman Billings Ramsey
|
3,000.00
|
$33.00
|
$11.00
|
$10.62
|
$12.19
|
10.80%
|
-$0.38
|
$1.19
|
2
|
B
|
|
2
|
8/4/00
|
CrossWave Communications (CWCI)
|
CWCI
|
Goldman, Sachs
|
173,920.00
|
$2,434.88
|
$14.00
|
$14.00
|
$14.06
|
0.45%
|
$0.00
|
$0.06
|
3
|
C
|
|
1
|
8/4/00
|
Lantronix
|
LTRX
|
Donaldson Lufkin & Jenrette
|
6,000.00
|
$60.00
|
$10.00
|
$8.50
|
$8.00
|
-20.00%
|
-$1.50
|
-$2.00
|
1
|
D/G
|
|
3
|
8/8/00
|
Active Power
|
ACPW
|
Goldman, Sachs
|
8,000.00
|
$136.00
|
$17.00
|
$40.00
|
$52.75
|
210.29%
|
$23.00
|
$35.75
|
3
|
A
|
|
2
|
8/8/00
|
TeleCommunications Systems
|
TSYS
|
Chase H&Q/DeutscheBanc Alex. Brown
|
4,700.00
|
$79.90
|
$17.00
|
$22.50
|
$25.00
|
47.06%
|
$5.50
|
$8.00
|
4
|
A
|
|
2
|
8/8/00
|
Advanced Power Technology
|
APTI
|
Stephens
|
3,500.00
|
$52.50
|
$15.00
|
$16.00
|
$17.00
|
13.33%
|
$1.00
|
$2.00
|
3
|
B
|
|
1
|
8/8/00
|
AOL Latin America
|
AOLA
|
Salomon Smith Barney/DLJ
|
25,000.00
|
$200.00
|
$8.00
|
$7.94
|
$8.44
|
5.47%
|
-$0.06
|
$0.44
|
1
|
B
|
|
3
|
8/8/00
|
Medicines (The)
|
MDCO
|
J.P. Morgan
|
6,000.00
|
$96.00
|
$16.00
|
$17.94
|
$21.69
|
35.55%
|
$1.94
|
$5.69
|
3
|
B
|
|
2
|
8/8/00
|
Pemstar
|
PMTR
|
Lehman Brothers
|
8,400.00
|
$92.40
|
$11.00
|
$11.38
|
$13.50
|
22.73%
|
$0.38
|
$2.50
|
4
|
B
|
|
1
|
8/8/00
|
Mind C.T.I. Ltd
|
MNDO
|
Lehman Brothers
|
3,000.00
|
$30.00
|
$10.00
|
$10.00
|
$10.00
|
0.00%
|
$0.00
|
$0.00
|
1
|
D/G
|
|
3
|
8/9/00
|
H Power
|
HPOW
|
Lehman Brothers
|
7,000.00
|
$112.00
|
$16.00
|
$18.00
|
$27.00
|
68.75%
|
$2.00
|
$11.00
|
3
|
A
|
|
3
|
8/9/00
|
McData
|
MCDT
|
Credit Suisse First Boston
|
12,500.00
|
$350.00
|
$28.00
|
$73.00
|
$85.56
|
205.58%
|
$45.00
|
$57.56
|
4
|
A
|
|
1
|
8/9/00
|
ChipPAC
|
CHPC
|
Credit Suisse First Boston
|
10,000.00
|
$120.00
|
$12.00
|
$12.50
|
$13.00
|
8.33%
|
$0.50
|
$1.00
|
3
|
B
|
|
1
|
8/9/00
|
Millennium Cell
|
MCEL
|
Morgan Keegan
|
3,000.00
|
$30.00
|
$10.00
|
$10.00
|
$10.00
|
0.00%
|
$0.00
|
$0.00
|
1
|
B
|
|
2
|
8/9/00
|
Repeater Technologies
|
RPTR
|
US Bancorp Piper Jaffray
|
4,750.00
|
$42.75
|
$9.00
|
$17.00
|
$8.75
|
-2.78%
|
$8.00
|
-$0.25
|
4
|
B
|
|
2
|
8/9/00
|
Tvia
|
TVIA
|
Banc of America Securities
|
5,000.00
|
$55.00
|
$11.00
|
$11.00
|
$11.00
|
0.00%
|
$0.00
|
$0.00
|
3
|
C
|
|
1
|
8/9/00
|
AtheroGenics
|
AGIX
|
Chase H&Q
|
6,000.00
|
$48.00
|
$8.00
|
$8.25
|
$8.00
|
0.00%
|
$0.25
|
$0.00
|
1
|
D/G
|
|
1
|
8/9/00
|
Radview Software
|
RDVW
|
Donaldson Lufkin & Jenrette
|
4,000.00
|
$40.00
|
$10.00
|
$9.03
|
$10.03
|
0.31%
|
-$0.97
|
$0.03
|
1
|
D/G
|
|
1
|
8/9/00
|
Pharsight
|
PHST
|
Donaldson Lufkin & Jenrette
|
3,750.00
|
$37.50
|
$10.00
|
$9.06
|
$10.03
|
0.31%
|
-$0.94
|
$0.03
|
1
|
D/G
|
|
2
|
8/10/00
|
Evolve Software
|
EVLV
|
Credit Suisse First Boston
|
4,500.00
|
$40.50
|
$9.00
|
$9.00
|
$18.00
|
100.00%
|
$0.00
|
$9.00
|
3
|
A
|
|
3
|
8/10/00
|
Large Scale Biology
|
LSBC
|
J.P. Morgan
|
5,000.00
|
$85.00
|
$17.00
|
$26.00
|
$21.88
|
28.68%
|
$9.00
|
$4.88
|
3
|
A
|
|
2
|
8/10/00
|
Esperion Theraputics
|
ESPR
|
Robertson Stephens
|
6,000.00
|
$54.00
|
$9.00
|
$9.56
|
$11.75
|
30.56%
|
$0.56
|
$2.75
|
3
|
B
|
|
2
|
8/10/00
|
Regeneration Technologies
|
RTIX
|
Banc of America Securities
|
5,700.00
|
$79.80
|
$14.00
|
$16.31
|
$14.12
|
0.89%
|
$2.31
|
$0.12
|
4
|
C
|
|
1
|
8/10/00
|
Orient-Express Hotels
|
OEH
|
Merrill Lynch/Lazard
|
10,000.00
|
$190.00
|
$19.00
|
$19.25
|
$19.75
|
3.95%
|
$0.25
|
$0.75
|
2
|
D/G
|
|
1
|
8/10/00
|
VINA Technologies
|
VINA
|
Lehman Brothers
|
3,000.00
|
$36.00
|
$12.00
|
$13.06
|
$13.50
|
12.50%
|
$1.06
|
$1.50
|
1
|
D/G
|
|
2
|
8/11/00
|
Lion Bioscience
|
LEON
|
Morgan Stanley Dean Witter
|
4,575.00
|
$181.54
|
$39.68
|
$55.50
|
$49.50
|
24.75%
|
$15.82
|
$9.82
|
4
|
A
|
|
2
|
8/11/00
|
Compugen
|
CGEN
|
Robertson Stephens
|
5,000.00
|
$50.00
|
$10.00
|
$10.28
|
$11.12
|
11.25%
|
$0.28
|
$1.12
|
3
|
B
|
|
1
|
8/11/00
|
Equinix
|
EQIX
|
Goldman Sachs/Salomon Smith Barney
|
12,500.00
|
$150.00
|
$12.00
|
$12.75
|
$13.12
|
9.38%
|
$0.75
|
$1.12
|
2
|
B
|
|
1
|
8/11/00
|
Telik
|
TELK
|
Lehman Brothers
|
5,000.00
|
$35.00
|
$7.00
|
$7.03
|
$7.06
|
0.89%
|
$0.03
|
$0.06
|
1
|
B
|
|
2
|
8/11/00
|
American Medical Systems Holdings
|
AMMD
|
US Bancorp Piper Jaffray
|
6,250.00
|
$68.75
|
$11.00
|
$11.03
|
$11.56
|
5.11%
|
$0.03
|
$0.56
|
2
|
C
|
|
2
|
8/15/00
|
Dyax
|
DYAX
|
J.P. Morgan
|
4,000.00
|
$60.00
|
$15.00
|
$19.00
|
$25.75
|
71.67%
|
$4.00
|
$10.75
|
3
|
A
|
|
1
|
8/15/00
|
SynQuest
|
SYNQ
|
Bear, Stearns
|
5,000.00
|
$35.00
|
$7.00
|
$6.50
|
$7.00
|
0.00%
|
-$0.50
|
$0.00
|
1
|
B
|
|
1
|
8/15/00
|
Lexar Media
|
LEXR
|
Chase H&Q
|
6,500.00
|
$52.00
|
$8.00
|
$8.03
|
$8.00
|
0.00%
|
$0.03
|
$0.00
|
1
|
D/G
|
|
2
|
8/16/00
|
o2wireless Solutions
|
OTWO
|
Chase H&Q
|
6,100.00
|
$73.20
|
$12.00
|
$12.06
|
$13.38
|
11.46%
|
$0.06
|
$1.38
|
3
|
B
|
|
1
|
8/16/00
|
PeoplePC
|
PEOP
|
Chase H&Q
|
8,500.00
|
$85.00
|
$10.00
|
$10.00
|
$8.88
|
-11.25%
|
$0.00
|
-$1.12
|
1
|
D/G
|
|
1
|
8/17/00
|
Avistar Communications
|
AVSR
|
Chase H&Q
|
3,000.00
|
$36.00
|
$12.00
|
$12.06
|
$9.38
|
-21.88%
|
$0.06
|
-$2.62
|
1
|
D/G
|
|
2
|
8/18/00
|
Integrated Telecom Express
|
ITXI
|
Lehman Brothers
|
5,600.00
|
$100.80
|
$18.00
|
$18.25
|
$24.88
|
38.19%
|
$0.25
|
$6.88
|
3
|
A
|
|
2
|
8/18/00
|
PECO II
|
PIII
|
Robertson Stephens/CIBC World Markets
|
5,000.00
|
$75.00
|
$15.00
|
$21.25
|
$23.00
|
53.33%
|
$6.25
|
$8.00
|
3
|
A
|
|
2
|
8/18/00
|
WJ Communications
|
WJCI
|
Chase H&Q
|
5,400.00
|
$86.40
|
$16.00
|
$34.00
|
$32.25
|
101.56%
|
$18.00
|
$16.25
|
4
|
A
|
|
1
|
8/18/00
|
Viasource Communications
|
VVVV
|
Donaldson, Lufkin & Jenrette
|
5,000.00
|
$40.00
|
$8.00
|
$8.02
|
$8.00
|
0.00%
|
$0.02
|
$0.00
|
1
|
D/G
|
|
1
|
8/22/00
|
ISTA Pharmacauticals
|
ISTA
|
CIBC World Markets
|
3,000.00
|
$31.50
|
$10.50
|
$10.59
|
$10.75
|
2.38%
|
$0.09
|
$0.25
|
1
|
B
|
|
2
|
8/23/00
|
02 Micro
|
OIIM
|
Roberston Stephens
|
4,000.00
|
$36.00
|
$9.00
|
$16.00
|
$20.77
|
130.73%
|
$7.00
|
$11.77
|
2
|
A
|
|
1
|
8/25/00
|
ServiceWare Technologies
|
SVCW
|
C.E. Unterberg, Towbin
|
4,500.00
|
$31.50
|
$7.00
|
$8.50
|
$8.75
|
25.00%
|
$1.50
|
$1.75
|
1
|
B
|
|
3
|
9/19/00
|
Chiles Offshore
|
COD
|
Credit Suisse First Boston
|
7,800.00
|
$148.20
|
$19.00
|
$21.06
|
$21.00
|
10.53%
|
$2.06
|
$2.00
|
2
|
A
|
|
1
|
9/19/00
|
ViryaNet
|
VRYA
|
Chase H&Q
|
4,500.00
|
$36.00
|
$8.00
|
$8.03
|
$8.06
|
0.78%
|
$0.03
|
$0.06
|
1
|
D/G
|
|
2
|
9/21/00
|
OmniSky
|
OMNY
|
Credit Suisse First Boston
|
9,100.00
|
$109.20
|
$12.00
|
$17.12
|
$17.64
|
47.01%
|
$5.12
|
$5.64
|
2
|
A
|
|
2
|
9/21/00
|
Zengine
|
ZNGN
|
William Blair
|
4,290.00
|
$55.77
|
$13.00
|
$13.06
|
$14.12
|
8.65%
|
$0.06
|
$1.12
|
2
|
A
|
|
3
|
9/21/00
|
TTM Technologies
|
TTMI
|
Robertson Stephens
|
7,500.00
|
$120.00
|
$16.00
|
$19.75
|
$20.94
|
30.86%
|
$3.75
|
$4.94
|
4
|
B
|
|
3
|
9/22/00
|
INRANGE Technologies
|
INRG
|
Salomon Smith Barney
|
7,700.00
|
$123.20
|
$16.00
|
$36.00
|
$46.25
|
189.06%
|
$20.00
|
$30.25
|
4
|
A
|
|
2
|
9/22/00
|
Curon Medical
|
CURN
|
UBS Warburg
|
5,000.00
|
$55.00
|
$11.00
|
$11.75
|
$12.00
|
9.09%
|
$0.75
|
$1.00
|
3
|
B
|
|
3
|
9/26/00
|
CoSine Communications
|
COSN
|
Goldman, Sachs
|
10,000.00
|
$230.00
|
$23.00
|
$67.00
|
$63.06
|
174.18%
|
$44.00
|
$40.06
|
5
|
A
|
|
3
|
9/27/00
|
AvantGo
|
AVGO
|
Credit Suisse First Boston
|
5,500.00
|
$66.00
|
$12.00
|
$22.50
|
$20.00
|
66.67%
|
$10.50
|
$8.00
|
3
|
A
|
|
3
|
9/27/00
|
EDEN Bioscience
|
EDEN
|
Merrill Lynch
|
5,800.00
|
$87.00
|
$15.00
|
$24.09
|
$24.06
|
60.42%
|
$9.09
|
$9.06
|
3
|
A
|
|
3
|
9/27/00
|
Southern Energy
|
SOE
|
Goldman, Sachs/Morgan Stanley Dean Witter
|
58,000.00
|
$1,276.00
|
$22.00
|
$28.25
|
$28.88
|
31.25%
|
$6.25
|
$6.88
|
3
|
A
|
|
2
|
9/27/00
|
HyDril
|
HYDL
|
Salomon Smith Barney/Credit Suisse First Boston
|
7,500.00
|
$127.50
|
$17.00
|
$19.00
|
$20.38
|
19.85%
|
$2.00
|
$3.38
|
3
|
B
|
|
2
|
9/28/00
|
University of Phoenix Online
|
UOPX
|
Credit Suisse First Boston
|
5,000.00
|
$70.00
|
$14.00
|
$14.00
|
$17.81
|
27.23%
|
$0.00
|
$3.81
|
2
|
A
|
|
3
|
9/28/00
|
Vastera
|
VAST
|
Deutsche Banc Alex. Brown
|
6,000.00
|
$84.00
|
$14.00
|
$16.69
|
$17.25
|
23.21%
|
$2.69
|
$3.25
|
4
|
A
|
|
2
|
9/28/00
|
DURECT
|
DRRX
|
Morgan Stanley Dean Witter
|
7,000.00
|
$84.00
|
$12.00
|
$16.75
|
$14.41
|
20.05%
|
$4.75
|
$2.41
|
3
|
B
|
|
2
|
9/28/00
|
ASUR
|
ASR
|
UBS Warburg
|
22,170.00
|
$335.32
|
$15.12
|
$15.25
|
$15.19
|
0.41%
|
$0.12
|
$0.06
|
2
|
C
|
|
3
|
9/29/00
|
Ciphergen Biosystems
|
CIPH
|
SG Cowen
|
5,500.00
|
$88.00
|
$16.00
|
$32.06
|
$32.00
|
100.00%
|
$16.06
|
$16.00
|
4
|
A
|
|
3
|
9/29/00
|
Docent
|
DCNT
|
Deutsche Banc Alex. Brown
|
8,000.00
|
$88.00
|
$11.00
|
$13.00
|
$18.31
|
66.48%
|
$2.00
|
$7.31
|
3
|
A
|
|
2
|
9/29/00
|
Proton Energy Systems
|
PRTN
|
Morgan Stanley Dean Witter
|
7,000.00
|
$119.00
|
$17.00
|
$30.50
|
$28.62
|
68.38%
|
$13.50
|
$11.62
|
3
|
A
|
|
3
|
9/29/00
|
Wilson Greatbatch Technologies
|
GB
|
Donaldson Lufkin & Jenrette/Merrill Lynch
|
5,000.00
|
$80.00
|
$16.00
|
$20.00
|
$22.88
|
42.97%
|
$4.00
|
$6.88
|
3
|
A
|
|
3
|
9/29/00
|
Elastic Networks
|
ELAS
|
Chase H&Q
|
7,800.00
|
$101.40
|
$13.00
|
$14.06
|
$13.94
|
7.21%
|
$1.06
|
$0.94
|
4
|
B
|
|
3
|
9/29/00
|
Genomica
|
GNOM
|
CIBC World Markets
|
6,440.00
|
$122.36
|
$19.00
|
$23.00
|
$19.44
|
2.30%
|
$4.00
|
$0.44
|
3
|
B
|
|
2
|
9/29/00
|
atRoad
|
ARDI
|
Credit Suisse First Boston
|
7,000.00
|
$63.00
|
$9.00
|
$9.00
|
$7.19
|
-20.14%
|
$0.00
|
-$1.81
|
2
|
C
|
|
2
|
9/29/00
|
Head NV
|
HED
|
Morgan Stanley/Goldman Sachs
|
20,833.33
|
$208.33
|
$10.00
|
$7.75
|
$8.00
|
-20.00%
|
-$2.25
|
-$2.00
|
2
|
C
|
|
2
|
9/29/00
|
Simple Technology
|
STEC
|
Lehman Brothers
|
6,364.00
|
$70.00
|
$11.00
|
$11.06
|
$9.69
|
-11.93%
|
$0.06
|
-$1.31
|
4
|
C
|
|
2
|
10/3/00
|
InforMax
|
INMX
|
Bear Stearns
|
5,000.00
|
$80.00
|
$16.00
|
$22.12
|
$21.25
|
32.81%
|
$6.12
|
$5.25
|
3
|
A
|
|
3
|
10/4/00
|
Oplink Commuincations
|
OPLK
|
Robertson Stephens
|
13,700.00
|
$246.60
|
$18.00
|
$29.00
|
$33.62
|
86.81%
|
$11.00
|
$15.62
|
5
|
B
|
|
2
|
10/4/00
|
New Skies Satellites NV
|
NSK
|
Goldman, Sachs/Morgan Stanley Dean Witter
|
28,500.00
|
$256.50
|
$9.00
|
$8.38
|
$8.06
|
-10.42%
|
-$0.62
|
-$0.94
|
2
|
C
|
|
2
|
10/5/00
|
Coach
|
COH
|
Goldman, Sachs
|
7,380.00
|
$118.08
|
$16.00
|
$20.00
|
$20.31
|
26.95%
|
$4.00
|
$4.31
|
3
|
A
|
|
3
|
10/5/00
|
TNPC (The New Power Co.)
|
NPW
|
Credit Suisse First Boston/Donaldson Lufkin & Jenrette
|
24,000.00
|
$504.00
|
$21.00
|
$28.50
|
$27.00
|
28.57%
|
$7.50
|
$6.00
|
3
|
A
|
|
2
|
10/5/00
|
Advanced Switching Commun.
|
ASCX
|
Morgan Stanley Dean Witter
|
6,250.00
|
$93.75
|
$15.00
|
$20.25
|
$18.00
|
20.00%
|
$5.25
|
$3.00
|
4
|
B
|
|
2
|
10/5/00
|
Kosan Biosciences
|
KOSN
|
Lehman Brothers
|
5,000.00
|
$70.00
|
$14.00
|
$14.00
|
$14.00
|
0.00%
|
$0.00
|
$0.00
|
3
|
C
|
|
1
|
10/6/00
|
Asia Global Crossing
|
AGCX
|
Goldman Sachs, Salomon Smith Barney
|
68,000.00
|
$476.00
|
$7.00
|
$7.00
|
$7.38
|
5.36%
|
$0.00
|
$0.38
|
1
|
D/G
|
|
2
|
10/11/00
|
Watson Wyatt
|
WW
|
Deutsche Banc Alex. Brown
|
5,600.00
|
$70.00
|
$12.50
|
$14.88
|
$16.38
|
31.00%
|
$2.38
|
$3.88
|
3
|
B
|
|
1
|
10/11/00
|
W-H Energy
|
WHES
|
CSFB/MSDW
|
10,000.00
|
$165.00
|
$16.50
|
$17.00
|
$14.25
|
-13.64%
|
$0.50
|
-$2.25
|
1
|
B
|
|
2
|
10/11/00
|
POZEN
|
POZN
|
US Bancorp Piper Jaffray
|
5,000.00
|
$75.00
|
$15.00
|
$15.03
|
$15.25
|
1.67%
|
$0.03
|
$0.25
|
3
|
C
|
|
1
|
10/12/00
|
Introgen Therapeutics
|
INGN
|
SG Cowen
|
4,000.00
|
$32.00
|
$8.00
|
$8.52
|
$8.50
|
6.25%
|
$0.52
|
$0.50
|
2
|
B
|
|
1
|
10/12/00
|
Synplicity
|
SYNP
|
Robertson Stephens
|
4,300.00
|
$34.40
|
$8.00
|
$8.47
|
$11.38
|
42.19%
|
$0.47
|
$3.38
|
3
|
B
|
|
3
|
10/17/00
|
Regus
|
REGS
|
Merrill Lynch
|
29,298.00
|
$550.51
|
$18.79
|
$20.03
|
$19.88
|
5.77%
|
$1.24
|
$1.09
|
2
|
A
|
|
2
|
10/17/00
|
EndWave
|
ENWV
|
Deutsche Banc Alex. Brown
|
6,000.00
|
$84.00
|
$14.00
|
$14.91
|
$14.06
|
0.45%
|
$0.91
|
$0.06
|
3
|
C
|
|
3
|
10/18/00
|
Ixia
|
XXIA
|
Merrill Lynch
|
5,500.00
|
$71.50
|
$13.00
|
$20.06
|
$20.50
|
57.69%
|
$7.06
|
$7.50
|
3
|
A
|
|
2
|
10/18/00
|
Monsanto
|
MON
|
Goldman, Sachs
|
35,000.00
|
$700.00
|
$20.00
|
$20.00
|
$21.50
|
7.50%
|
$0.00
|
$1.50
|
3
|
B
|
|
2
|
10/19/00
|
China Petroleum & Chemical
|
SNP
|
Morgan Stanley Dean Witter
|
167,780.49
|
$3,463.83
|
$20.64
|
$20.62
|
$20.75
|
0.51%
|
-$0.02
|
$0.11
|
2
|
C
|
|
3
|
10/20/00
|
Westport Resources
|
WRC
|
Credit Suisse First Boston
|
9,150.00
|
$137.25
|
$15.00
|
$16.00
|
$17.12
|
14.17%
|
$1.00
|
$2.12
|
3
|
B
|
|
1
|
10/20/00
|
Alcatel Optronics
|
ALAO
|
Morgan Stanley Dean Witter
|
16,500.00
|
$1,186.76
|
$71.92
|
$69.00
|
$71.38
|
-0.76%
|
-$2.92
|
-$0.55
|
1
|
D/G
|
|
1
|
10/26/00
|
MediChem Life Sciences
|
MCLS
|
UBS Warburg
|
6,400.00
|
$44.80
|
$7.00
|
$7.03
|
$7.69
|
9.82%
|
$0.03
|
$0.69
|
2
|
B
|
|
2
|
10/27/00
|
Hydrogenics
|
HYGS
|
Salomon Smith Barney
|
7,000.00
|
$84.00
|
$12.00
|
$14.00
|
$12.25
|
2.08%
|
$2.00
|
$0.25
|
3
|
B
|
|
2
|
10/27/00
|
Crucell
|
CRXL
|
Goldman Sachs
|
8,000.00
|
$119.12
|
$14.89
|
$12.62
|
$12.75
|
-14.37%
|
-$2.27
|
-$2.14
|
3
|
C
|
|
2
|
11/2/00
|
UTiWorldwide
|
UTIW
|
Bear Stearns
|
4,700.00
|
$70.50
|
$15.00
|
$15.06
|
$17.44
|
16.25%
|
$0.06
|
$2.44
|
1
|
A
|
|
2
|
11/2/00
|
Evergreen Solar
|
ESLR
|
Banc of America
|
3,000.00
|
$42.00
|
$14.00
|
$15.75
|
$19.00
|
35.71%
|
$1.75
|
$5.00
|
3
|
B
|
|
1
|
11/2/00
|
Energy Partners
|
EPL
|
Merrill Lynch
|
5,750.00
|
$86.25
|
$15.00
|
$15.38
|
$14.50
|
-3.33%
|
$0.38
|
-$0.50
|
1
|
D/G
|
|
2
|
11/3/00
|
Optical Communication Products
|
OCPI
|
UBS Warburg
|
10,500.00
|
$115.50
|
$11.00
|
$18.00
|
$17.88
|
62.50%
|
$7.00
|
$6.88
|
3
|
A
|
|
3
|
11/7/00
|
Transmeta
|
TMTA
|
MSDW/DBAB
|
13,000.00
|
$273.00
|
$21.00
|
$44.00
|
$45.25
|
115.48%
|
$23.00
|
$24.25
|
5
|
A
|
|
1
|
11/9/00
|
Go2Pharmacy
|
GORX
|
Utendhal Capital Partners
|
1,000.00
|
$7.88
|
$7.88
|
$7.38
|
$7.25
|
-7.94%
|
-$0.50
|
-$0.62
|
1
|
B
|
|
2
|
11/9/00
|
Inficon
|
IFCN
|
Credit Suisse First Boston
|
19,964.00
|
$252.74
|
$12.66
|
$12.69
|
$12.50
|
-1.26%
|
$0.03
|
-$0.16
|
3
|
C
|
|
2
|
11/10/00
|
Computer Access Tech
|
CATZ
|
Robertson Stephens
|
3,500.00
|
$42.00
|
$12.00
|
$13.06
|
$15.44
|
28.65%
|
$1.06
|
$3.44
|
4
|
B
|
|
1
|
11/10/00
|
Aerogen
|
AEGN
|
Chase H&Q
|
3,600.00
|
$43.20
|
$12.00
|
$12.25
|
$12.00
|
0.00%
|
$0.25
|
$0.00
|
1
|
D/G
|
|
1
|
11/10/00
|
Luminent
|
LMNE
|
Credit Suisse First Boston
|
12,000.00
|
$144.00
|
$12.00
|
$12.06
|
$12.12
|
1.04%
|
$0.06
|
$0.12
|
1
|
D/G
|
|
2
|
11/13/00
|
Syngenta AG
|
SYT
|
Morgan Stanley Dean Witter
|
22,500.00
|
$216.68
|
$9.63
|
$8.75
|
$8.62
|
-10.44%
|
-$0.88
|
-$1.01
|
2
|
C
|
|
2
|
11/14/00
|
Adolor
|
ADLR
|
Merrill Lynch/Lehman Brothers
|
6,000.00
|
$90.00
|
$15.00
|
$15.03
|
$17.38
|
15.83%
|
$0.03
|
$2.38
|
3
|
B
|
|
3
|
11/14/00
|
Orion Power Holdings
|
ORN
|
Goldman, Sachs
|
27,500.00
|
$550.00
|
$20.00
|
$22.00
|
$20.00
|
0.00%
|
$2.00
|
$0.00
|
3
|
C
|
|
1
|
11/16/00
|
Novatel Wireless
|
NVTL
|
Credit Suisse First Boston
|
7,000.00
|
$56.00
|
$8.00
|
$8.38
|
$9.00
|
12.50%
|
$0.38
|
$1.00
|
3
|
B
|
|
1
|
11/17/00
|
Dynacare
|
DNCR
|
UBS Warburg
|
5,000.00
|
$50.00
|
$10.00
|
$10.19
|
$10.31
|
3.12%
|
$0.19
|
$0.31
|
1
|
A
|
|
1
|
11/17/00
|
Array BioPhama
|
ARRY
|
Lehman Brothers
|
6,000.00
|
$45.00
|
$7.50
|
$8.16
|
$8.75
|
16.67%
|
$0.66
|
$1.25
|
2
|
B
|
|
1
|
11/17/00
|
Beacon Power
|
BCON
|
Salomon Smith Barney
|
8,000.00
|
$48.00
|
$6.00
|
$6.16
|
$6.72
|
11.98%
|
$0.16
|
$0.72
|
1
|
B
|
|
1
|
11/21/00
|
Alliance Fiber Optic
|
AFOP
|
Merrill Lynch
|
4,500.00
|
$49.50
|
$11.00
|
$11.02
|
$10.12
|
-7.95%
|
$0.02
|
-$0.88
|
1
|
B
|
|
2
|
11/21/00
|
ImagicTV
|
IMTV
|
Merrill Lynch
|
4,750.00
|
$52.25
|
$11.00
|
$11.03
|
$9.00
|
-18.18%
|
$0.03
|
-$2.00
|
1
|
B
|
|
1
|
11/21/00
|
Telekom Austria AG
|
TKA
|
Merrill Lynch
|
64,400.00
|
$984.68
|
$15.29
|
$14.00
|
$13.44
|
-12.12%
|
-$1.29
|
-$1.85
|
1
|
D/G
|
|
2
|
11/22/00
|
Telefonica Moviles
|
TEM
|
BBVA/CSFB
|
300,000.00
|
$2,800.38
|
$9.33
|
$9.25
|
$9.06
|
-2.91%
|
-$0.08
|
-$0.27
|
2
|
C
|
|
1
|
11/29/00
|
Rigel Pharmaceuticals
|
RIGL
|
Morgan Stanley Dean Witter
|
5,000.00
|
$35.00
|
$7.00
|
$7.25
|
$7.11
|
1.56%
|
$0.25
|
$0.11
|
1
|
B
|
|
1
|
12/4/00
|
Telenor ASA
|
TELN
|
Goldman Sachs
|
124,050.00
|
$1,690.80
|
$13.63
|
$12.25
|
$12.56
|
-7.83%
|
-$1.38
|
-$1.07
|
2
|
C
|
|
1
|
12/7/00
|
Harvard Biosceince
|
HBIO
|
Thomas Weisel Partners
|
6,422.45
|
$51.38
|
$8.00
|
$8.52
|
$10.50
|
31.25%
|
$0.52
|
$2.50
|
2
|
B
|
|
1
|
12/8/00
|
Garmin
|
GRMN
|
Credit Suisse First Boston/Merrill Lynch
|
10,500.00
|
$147.00
|
$14.00
|
$15.81
|
$20.00
|
42.86%
|
$1.81
|
$6.00
|
1
|
A
|
|
2
|
12/8/00
|
Specialty Laboratories
|
SP
|
Merrill Lynch
|
5,000.00
|
$80.00
|
$16.00
|
$21.94
|
$23.31
|
45.70%
|
$5.94
|
$7.31
|
3
|
A
|
|
2
|
12/8/00
|
W.P. Stewart & Co.
|
WPL
|
Goldman Sachs/Lazard
|
11,200.00
|
$224.00
|
$20.00
|
$22.06
|
$24.50
|
22.50%
|
$2.06
|
$4.50
|
2
|
A
|
|
1
|
12/11/00
|
Gemplus
|
GEMP
|
Credit Suisse First Boston
|
35,840.00
|
$383.13
|
$10.69
|
$12.00
|
$13.38
|
25.12%
|
$1.31
|
$2.69
|
1
|
A
|
|
1
|
12/12/00
|
GenVec
|
GNVC
|
J.P. Morgan
|
4,000.00
|
$38.00
|
$9.50
|
$10.56
|
$9.88
|
3.95%
|
$1.06
|
$0.38
|
2
|
B
|
|
2
|
12/15/00
|
Resources Connection
|
RECN
|
Credit Suisse First Boston
|
6,500.00
|
$78.00
|
$12.00
|
$13.62
|
$16.00
|
33.33%
|
$1.62
|
$4.00
|
2
|
A
|
2001
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Filing Range
|
Trade Date
|
Company Name
|
Symbol
|
Manager/Managers
|
Number of Shares
|
Amount Millions
|
Offer Price
|
Opening Price
|
1st Day Close
|
1st Day % Px Chng
|
$ Change Opening
|
$ Change Close
|
Star Rating
|
Performed
|
|
1
|
1/25/01
|
Peet's Coffee & Tea
|
PEET
|
W.R. Hambracht
|
3,300.00
|
$26.40
|
$8.00
|
$8.12
|
$9.38
|
17.19%
|
$0.12
|
$1.38
|
1
|
A
|
|
3
|
2/6/01
|
Williams Energy Partners
|
WEG
|
Lehman Brothers/ Banc of America Securities
|
4,000.00
|
$86.00
|
$21.50
|
$24.00
|
$24.00
|
11.63%
|
$2.50
|
$2.50
|
2
|
A
|
|
2
|
2/16/01
|
Riverstone Networks
|
RSTN
|
Morgan Stanley Dean Witter
|
10,000.00
|
$120.00
|
$12.00
|
$13.50
|
$13.06
|
8.85%
|
$1.50
|
$1.06
|
2
|
A
|
|
1
|
2/21/01
|
CNOOC
|
CEO
|
Merrill Lynch/Credit Suisse First Boston
|
81,121.30
|
$1,249.27
|
$15.40
|
$16.50
|
$16.12
|
4.68%
|
$1.10
|
$0.72
|
1
|
A
|
|
1
|
3/21/01
|
Verisity
|
VRST
|
Robertson Stephens
|
3,335.00
|
$23.34
|
$7.00
|
$8.38
|
$8.00
|
14.29%
|
$1.38
|
$1.00
|
2
|
A
|
|
3
|
4/23/01
|
Aquila
|
ILA
|
Lehman Brothers/Merrill Lynch
|
17,500.00
|
$420.00
|
$24.00
|
$29.75
|
$27.85
|
16.04%
|
$5.75
|
$3.85
|
3
|
A
|
|
2
|
5/2/01
|
Simplex Solutions
|
SPLX
|
Credit Suisse First Boston
|
4,000.00
|
$48.00
|
$12.00
|
$15.15
|
$21.20
|
76.67%
|
$3.15
|
$9.20
|
2
|
A
|
|
3
|
5/18/01
|
Global Power Equip. Group
|
GEG
|
CS First Boston/Salomon Smith Barney
|
7,350.00
|
$147.00
|
$20.00
|
$29.50
|
$31.45
|
57.25%
|
$9.50
|
$11.45
|
3
|
A
|
|
3
|
5/22/01
|
Peabody Energy
|
BTU
|
Lehman Brothers
|
15,000.00
|
$420.00
|
$28.00
|
$36.00
|
$36.80
|
31.43%
|
$8.00
|
$8.80
|
3
|
A
|
|
1
|
5/23/01
|
Smith & Wollensky
|
SWRG
|
CE Unterberg Towbin
|
5,045.97
|
$42.89
|
$8.50
|
$8.51
|
$7.77
|
-8.59%
|
$0.01
|
-$0.73
|
1
|
A
|
|
3
|
6/12/01
|
Willis Group Holdings
|
WSH
|
Salomon Smith Barney
|
20,000.00
|
$270.00
|
$13.50
|
$16.50
|
$16.60
|
22.96%
|
$3.00
|
$3.10
|
3
|
A
|
|
2
|
6/21/01
|
Multilink Technology
|
MLTC
|
Credit Suisse First Boston
|
8,000.00
|
$72.00
|
$9.00
|
$9.50
|
$11.90
|
32.22%
|
$0.50
|
$2.90
|
2
|
A
|
|
2
|
6/28/01
|
Monolithic System Technology
|
MOSY
|
A.G. Edwards & Sons
|
5,000.00
|
$50.00
|
$10.00
|
$10.01
|
$11.22
|
12.20%
|
$0.01
|
$1.22
|
2
|
A
|
|
2
|
7/13/01
|
Wright Medical Group
|
WMGI
|
JP Morgan
|
7,500.00
|
$93.75
|
$12.50
|
$15.31
|
$15.61
|
24.88%
|
$2.81
|
$3.11
|
2
|
A
|
|
3
|
7/20/01
|
Natus Medical
|
BABY
|
Dain Rauscher Wessels
|
5,000.00
|
$55.00
|
$11.00
|
$11.49
|
$14.45
|
31.36%
|
$0.49
|
$3.45
|
3
|
A
|
|
2
|
7/27/01
|
PDF Solutions
|
PDFS
|
Credit Suisse First Boston
|
4,500.00
|
$54.00
|
$12.00
|
$13.40
|
$15.15
|
26.25%
|
$1.40
|
$3.15
|
2
|
A
|
|
2
|
7/31/01
|
HPL Technologies
|
HPLA
|
UBS Warburg
|
6,000.00
|
$66.00
|
$11.00
|
$13.56
|
$13.35
|
21.36%
|
$2.56
|
$2.35
|
2
|
A
|
|
2
|
8/10/01
|
Mykrolis
|
MYK
|
Banc of America/Salomon Smith Barney
|
7,000.00
|
$105.00
|
$15.00
|
$17.25
|
$16.25
|
8.33%
|
$2.25
|
$1.25
|
2
|
A
|
|
2
|
10/11/01
|
TheraSense
|
THER
|
US Bancorp Piper Jaffray
|
6,000.00
|
$114.00
|
$19.00
|
$24.25
|
$24.92
|
31.16%
|
$5.25
|
$5.92
|
2
|
A
|
|
1
|
10/23/01
|
Principal Financial Group
|
PFG
|
Goldman Sachs
|
100,000.00
|
$1,850.00
|
$18.50
|
$20.50
|
$21.00
|
13.51%
|
$2.00
|
$2.50
|
2
|
A
|
|
2
|
10/25/01
|
Cross Country
|
CCRN
|
Merrill Lynch/Salomon Smith Barney
|
7,812.50
|
$132.81
|
$17.00
|
$20.26
|
$20.37
|
19.82%
|
$3.26
|
$3.37
|
3
|
A
|
|
3
|
10/30/01
|
Anthem
|
ATH
|
Goldman Sachs
|
48,000.00
|
$1,728.00
|
$36.00
|
$40.50
|
$40.90
|
13.61%
|
$4.50
|
$4.90
|
3
|
A
|
|
2
|
10/31/01
|
Odyssey HealthCare
|
ODSY
|
Merrill Lynch
|
3,600.00
|
$54.00
|
$15.00
|
$15.90
|
$17.25
|
15.00%
|
$0.90
|
$2.25
|
3
|
A
|
|
2
|
11/6/01
|
AMERIGROUP
|
AMGP
|
Banc of America/UBS Warburg
|
4,400.00
|
$74.80
|
$17.00
|
$17.29
|
$20.90
|
22.94%
|
$0.29
|
$3.90
|
3
|
A
|
|
3
|
11/13/01
|
Advisory Board (The)
|
ABCO
|
CS First Boston/DB Alex Brown
|
5,000.00
|
$95.00
|
$19.00
|
$22.55
|
$24.25
|
27.63%
|
$3.55
|
$5.25
|
3
|
A
|
|
2
|
11/13/01
|
AMN Healthcare Services
|
AHS
|
Banc of America/UBS/JP Morgan
|
10,000.00
|
$170.00
|
$17.00
|
$21.00
|
$21.66
|
27.41%
|
$4.00
|
$4.66
|
3
|
A
|
|
2
|
11/13/01
|
Fisher & Paykel HealthCare
|
FPHC
|
Deutsche Banc Alex Brown
|
4,400.00
|
$79.20
|
$18.00
|
$21.55
|
$22.95
|
27.50%
|
$3.55
|
$4.95
|
2
|
A
|
|
3
|
11/15/01
|
Weight Watchers International
|
WTW
|
CS First Boston/Goldman Sachs
|
17,400.00
|
$417.60
|
$24.00
|
$29.75
|
$29.50
|
22.92%
|
$5.75
|
$5.50
|
3
|
A
|
|
4
|
11/16/01
|
microHelix
|
MHLXU
|
Paulson Investment
|
2,000.00
|
$12.00
|
| |